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Sard's theorem

Statement[edit]

More explicitly,^[1] let

${\displaystyle f\colon \mathbb {R} ^{n}\rightarrow \mathbb {R} ^{m}}$

be${\displaystyle C^{k}}$, (that is, ${\displaystyle k}$ times continuously differentiable), where ${\displaystyle k\geq \max\{n-m+1,1\}}$. Let ${\displaystyle X\subset \mathbb {R} ^{n}}$ denote the critical setof${\displaystyle f,}$ which is the set of points ${\displaystyle x\in \mathbb {R} ^{n}}$ at which the Jacobian matrixof${\displaystyle f}$ has rank ${\displaystyle <m}$. Then the image ${\displaystyle f($X)} has Lebesgue measure 0 in ${\displaystyle \mathbb {R} ^{m}}$.

Intuitively speaking, this means that although ${\displaystyle X}$ may be large, its image must be small in the sense of Lebesgue measure: while ${\displaystyle f}$ may have many critical points in the domain ${\displaystyle \mathbb {R} ^{n}}$, it must have few critical values in the image ${\displaystyle \mathbb {R} ^{m}}$.

More generally, the result also holds for mappings between differentiable manifolds ${\displaystyle M}$ and ${\displaystyle N}$ of dimensions ${\displaystyle m}$ and ${\displaystyle n}$, respectively. The critical set ${\displaystyle X}$ of a ${\displaystyle C^{k}}$ function

${\displaystyle f:N\rightarrow M}$

consists of those points at which the differential

${\displaystyle df:TN\rightarrow TM}$

has rank less than ${\displaystyle m}$ as a linear transformation. If ${\displaystyle k\geq \max\{n-m+1,1\}}$, then Sard's theorem asserts that the image of ${\displaystyle X}$ has measure zero as a subset of ${\displaystyle M}$. This formulation of the result follows from the version for Euclidean spaces by taking a countable set of coordinate patches. The conclusion of the theorem is a local statement, since a countable union of sets of measure zero is a set of measure zero, and the property of a subset of a coordinate patch having zero measure is invariant under diffeomorphism.

Variants[edit]

There are many variants of this lemma, which plays a basic role in singularity theory among other fields. The case ${\displaystyle m=1}$ was proven by Anthony P. Morse in 1939,^[2] and the general case by Arthur Sard in 1942.^[1]

A version for infinite-dimensional Banach manifolds was proven by Stephen Smale.^[3]

The statement is quite powerful, and the proof involves analysis. In topology it is often quoted — as in the Brouwer fixed-point theorem and some applications in Morse theory — in order to prove the weaker corollary that “a non-constant smooth map has at least one regular value”.

In 1965 Sard further generalized his theorem to state that if ${\displaystyle f:N\rightarrow M}$is${\displaystyle C^{k}}$ for ${\displaystyle k\geq \max\{n-m+1,1\}}$ and if ${\displaystyle A_{r}\subseteq N}$ is the set of points ${\displaystyle x\in N}$ such that ${\displaystyle df_{x}}$ has rank strictly less than ${\displaystyle r}$, then the r-dimensional Hausdorff measureof${\displaystyle f(A_{r})}$ is zero.^[4] In particular the Hausdorff dimensionof${\displaystyle f(A_{r})}$ is at most r. Caveat: The Hausdorff dimension of ${\displaystyle f(A_{r})}$ can be arbitrarily close to r.^[5]

See also[edit]

• Generic property

References[edit]

Further reading[edit]

• Hirsch, Morris W. (1976), Differential Topology, New York: Springer, pp. 67–84, ISBN 0-387-90148-5.
• Sternberg, Shlomo (1964), Lectures on Differential Geometry, Englewood Cliffs, NJ: Prentice-Hall, MR 0193578, Zbl 0129.13102.